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Can you blow the whistle and
keep your job, too?
In the U.S., it is against the
law for an employer to retaliate against a worker who demands
a safe and healthful workplace. The law -- Section 11(c) of the
federal Occupational Safety and Health Act -- is supposed to
protect workers who ask questions or complain about safety or
take action to protect themselves from dangerous conditions.
But it doesn't work very well. Workers need to be able to report
hazards and be involved in health and safety activities without
putting their jobs at risk.
This page explains how to exercise
your right to a safe job and how to protect yourself -- as much
as possible -- from illegal retaliation.
Your employer is breaking the
law if he or she retaliates against you because you exercise
any of your health and safety rights.
Any retaliation or discrimination -- including firing, demotion,
transfer or harassment -- is illegal.
Unfortunately, employers do sometimes
discriminate against workers for challenging unsafe working conditions.
Employers know that there is only a small chance of being punished
for breaking the law that protects health and safety whistleblowers.
And even when employers are caught, the penalty is usually light.
If your job is dangerous and
you want to do something about it, you need to know what your
rights are and know how to protect yourself from retaliation.

If you need
help exercising an OSHA right or filing a complaint for retaliation,
contact:

Six
Steps to Prevent Retaliation WhenYou Exercise
Your OSHA Rights And Defend Against Retaliation If Prevention Doesn't Work
- Ask yourself if you are prepared
for an antagonistic response before you take action, even if you don't anticipate a hostile
reaction. You may not expect it, but you should not allow yourself
to be caught off guard by a harsh response to a simple question
or complaint about safety.
- Join with co-workers: Union members are in a much better position
to enforce their rights than individual workers. Even if you
are not in a union, you will be on firmer legal ground to fight
retaliation if you join with at least one other co-worker in
raising questions or complaints about safety. Under the National
Labor Relations Act, actions taken by more than one worker may
be eligible for protection because they are "concerted activity."
- Chart your course carefully: Always raise health and safety questions
with your union first, if you belong to one. If possible, contact
resources (your union, COSH group, etc.) for assistance before
you take action. If you don't have a union and you anticipate
a hostile reaction, talk with at least one co-worker, a COSH
group and/or a lawyer who knows labor law. Your employer might
respond positively to a question or suggestion about safety,
but you should prepare in advance for a hostile response,
no matter how unlikely it might seem.
- Consider complaining to the
government, not your employer: You
may give yourself some protection by making your safety complaint
to a government agency, such as OSHA or your local Fire Department
or Health Department, instead of to your employer. An employer
who first learns about a safety complaint from an official investigation
may hesitate to retaliate because the government is already investigating.
However, complaining to the government first is no guarantee
against retaliation.
- Keep good records in a safe
place: Keep dated notes
of details, and the names of witnesses. If your employer responds
orally, make a note of what is said, when and by whom, and the
names of any witnesses. It is a good practice to keep your notes
on consecutive pages in a bound notebook, so they will be more
useful if you need to use them as evidence. Keep copies of any
documents you send or receive. If you have not been keeping records
and you find yourself in the middle of a struggle over safety,
or if your employer retaliates against you over a health and
safety matter, write down everything that has happened until
that time, with as much detail as possible. Keep records
away from the workplace. If your employer retaliates against
you, you could be prevented from retrieving anything from the
job.
- Don't miss deadlines: If you have been retaliated against
for exercising an OSHA right (or if you think you might have
been, but aren't certain) you have only 30 days to file
an 11(c) complaint with OSHA. The 30 days begin when you become
aware that you have been punished for exercising an OSHA right,
which could be later than the time you were punished, if the
true reason for the punishment was concealed. If your 30-day
deadline is about to expire, you can file your initial complaint
by telephoning any OSHA office and saying that you want to file
an 11(c) complaint. Give OSHA the basic facts of the case and
be sure to get the name of the person who takes the information
from you. Your complaint will be logged in as of the date of
the call, and an OSHA investigator should contact you.
How to File
a Complaint about Retaliation for Health
and Safety Activities
Complaints about retaliation
can be filed with OSHA in a face-to-face conversation or by telephone,
but it is much safer to file by certified mail (return
receipt requested), because you will then have a record that
the complaint was received by the agency. Your 11(c) complaint
should be a brief letter, with a statement of who your employer
is, what OSHA right you exercised before your employer retaliated
against you, what your employer did to you, and when you discovered
(or suspected) your employer was retaliating against you. There
is no official form for a complaint to be filed with OSHA. Do
not send copies of documents or other evidence with your complaint,
but do describe any evidence you have.
You can file an 11(c) complaint
yourself, or you can authorize a representative (such
as your union, a COSH group or anyone who you designate) to do
it for you. An 11(c) complaint can be filed with any OSHA official
or at any OSHA office. You can find the address of a nearby OSHA
office in the telephone book, under U.S. Labor Department, Occupational
Safety and Health Administration.
The first thing OSHA will do
is check whether your 11(c) complaint falls under the law against
retaliation.
Your complaint should answer these questions:
- What OSHA right did you exercise
before your employer retaliated against you? For a complaint to fall under 11(c),
the retaliation must be in response to your having used a right
that is protected by OSHA (Click here for
a list of those rights.)
- When did you discover that
your employer retaliated against you? You must file the 11(c) complaint within 30 days
of when you learn that your employer punished you for exercising
an OSHA right. If your employer concealed the real reason for
the retaliation from you, the 30-day period does not begin until
you learn the reason for the punishment.
If your 11(c) complaint was filed
more than 30 days after you learned why you were punished, or
if the punishment was not related to your exercise of an OSHA
right, OSHA will toss it out. For example, if your complaint
says you were fired because you refused to wear a hard hat, OSHA
will close the case, because there is no right under OSHA to
refuse to wear appropriate personal protective equipment.
If your complaint alleges something
that could be a violation of the law, OSHA will assign an investigator
to the case. The investigator will interview you to obtain a
detailed description of what happened, which will be written
down as a statement for you to sign. You should give the investigator
the names of any witnesses who can confirm your allegations and
any additional evidence.
If OSHA decides you don't have
a case, the investigator will contact you before the case is
officially closed. If you have new information to add, you should
do so. If you agree with OSHA's reason for refusing your complaint,
OSHA will close the case. If you tell the investigator you do
not agree with OSHA's decision to close the case, OSHA will investigate
further, until it can fully document the reasons for its decision,
or until it decides you have a valid case.
How To
Follow Up on A Complaint About Retaliation
After the investigator interviews
you and obtains your signed statement, he or she will prepare
a letter informing your employer that OSHA is investigating your
11(c) complaint. Usually, the investigator will deliver the letter
to your employer by hand, and will immediately interview any
witnesses who are in the workplace. When the investigator interviews
managers, the employer or his representative can be present,
but interviews with non-managers will be conducted privately.
The investigator will ask the witnesses for signed statements.
The investigator will interview your employer, too. Your employer
might claim you were punished for another reason, such as lateness.
In that case, the inspector will ask to see records that document
such charges. Your employer cannot use something you've done
as an excuse for punishing you when you exercise an OSHA right.
For example, if your employer has knowingly allowed you to do
something in the past (such as leaving work early), your employer
would be violating the law by deciding to punish you for doing
the same thing after you raise a health and safety issue. If
your employer knows that several workers are all doing the same
thing wrong, he or she can't legally single out for punishment
the one worker who has been involved in job safety and health
activities. But if your employer can prove that you were punished
for a reason unrelated to the exercise of your OSHA rights, the
investigation will be closed.
OSHA will look for the following
elements in deciding whether and 11(c) complaint has "merit":
- If "protected activity"
occurred [that is, what OSHA right(s) did a worker engage in?]
- If "adverse action"
(employer retaliation) occurred
- If the employer was aware that
the worker engaged in "protected activity" (exercised
OSHA rights)
- If there is a connection between
the "protected activity" and the employer's "adverse
action"
OSHA will also look for signs
of "employer animosity" or anger directed at you, related
to the "protected activity." OSHA also considers an
11(c) case to be stronger if the retaliation occurred soon after
the "protected activity" took place.
When the investigation is over, the investigator will explain
the conclusion to you and answer any questions. If OSHA contends
there is not enough evidence to prove your complaint, the agency
will close the case and send you a letter stating why. If you
disagree with OSHA, you have 15 days to send an appeal to: Office
of Investigative Assistance, U.S. Department of Labor - OSHA,
Room N 3603, 200 Constitution Ave., NW, Washington, D.C. 20210.
If the OSHA investigation determines
that you were punished for exercising an OSHA right, OSHA may
begin to negotiate a settlement with your employer immediately.
In that case, OSHA may ask your employer to restore to you whatever
was illegally taken away, such as rescinding a demotion, transfer
or dismissal, including payment of lost wages and fringe benefits.
If OSHA comes to an agreement
with your employer over how to settle the case, OSHA will almost
always ask if you will join in the agreement. If you will, then
the case is settled. If you will not agree to the terms that
OSHA and your employer agree on, OSHA has the power (which it
seldom uses) to settle the case unilaterally, without your agreement.
When OSHA negotiates with the
employer for a settlement, its policy is to "make the victim
whole," that is, to recover everything a worker lost because
of the retaliation, including all wages, benefits, seniority
and leave time (plus interest). OSHA is also able to seek "punitive
damages" -- monies a worker could receive above and beyond
lost wages and benefits -- but OSHA rarely pursues this option.
If you believe you have suffered blatant illegal retaliation
for your health and safety activities, encourage OSHA to pursue
punitive damages. Punitive damages are important to deter employers
from becoming repeat offenders.
If OSHA decides you have a valid
case and it cannot reach a settlement agreement with your employer,
OSHA will refer the case to prosecutors at the Labor Department
(the Solicitor of Labor's Office). The Labor Department can (and
often does) refuse to take action, and sends the case back to
OSHA for more negotiations with your employer; or, it can sue
your employer in federal court, asking for a court order that
will force your employer to make restitution. OSHA and the Labor
Department will not charge you anything for representing you
in negotiating a settlement or suing your employer.
Keep in mind that workers'
strongest protection against employers' retaliatory action lies
in having a union and being able to file a grievance under the
union contract. Workers who have suffered employer retaliation
can file OSHA 11(c) complaints, and (if they are in a
union) file a grievance under their union contract, and
file complaints under other applicable federal and/or state laws.
The above text was
produced under grant number 46A7-HT51
from the Occupational Safety and Health Administration,
U.S. Department of Labor. It does not necessarily reflect
the views or policies of the U.S. Department of Labor,
nor does mention of trade names, commercial products, or organizations
imply endorsement by the U.S. Government.
How to Protect Yourself from Retaliation If You Need to
Complain About a Dangerous Job Factsheet -- prepared by
the National COSH Network's "Protecting Workers Who Exercise
Rights" (PWWER) project -- is available in exchange for
a self-addressed stamped envelope, sent to NYCOSH, 116 John
Street, Suite 604, New York, NY 10038. (Please include a note
requesting the anti-retaliation factsheet.)

How could 11(c) be strengthened?
As a practical matter, section
11(c) doesn't give workers good protection against retaliation,
but there are several ways that the law could be improved to
make it more effective.
The 30-day deadline for filing
an 11(c) complaint is too short -- if you don't know your rights
under 11(c) when you are unexpectedly fired or demoted, weeks
may pass before you discover what to do. Other federal laws designed
to protect health-and-safety whistleblowers have longer deadlines;
school employees have 90 days; truck drivers have 180 days. Why
should other workers be required to file a complaint in 30 days?
11(c) could be amended to give
the victim the right to file their own lawsuit. Right now, only
the government can sue an employer for retaliation over health
an safety. If the government drags its feet, you're out of luck.
At the same time, the law could be amended to make it possible
for a worker who won a suit to collect attorney's fees in addition
to restitution for losses and punitive damages. Without a provision
for attorney's fees, workers with good cases would have a hard
time finding a lawyer.
Click here for the complete text of the
law.
Click here for information about protection
from retaliation from the Occupational Safety and Health Administration.
Click here for information about protection from
retaliation from the Southeast Michigan Coalition for Occupational
Safety and Health.
Click here
to return to the Basic Health and Safety Rights page
The “This page was last updated on” line just below reflects the date on which this page was transferred to this redesigned website. The information in this page (as opposed to the design) was last updated on February 25, 2000.
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